| Table 6. CSMS Cargo-Related BASIC Violations 15 |
| Section |
Violation Description Shown on Driver/Vehicle Examination Report Given to CMV Driver after Roadside Inspection |
Violation Group Description |
Violation Severity Weight16 |
Violation in the DSMS (Y/N) |
| 171.2(a) |
Failure to comply with HM regulations |
HM Other |
2 |
Y |
| 171.2(b) |
Failure to comply with the requirements for HM transportation (including labeling and handling) |
HM Other |
2 |
Y |
| 171.2(c) |
Representing a package./container for HM not meeting specs |
Markings - HM |
5 |
N |
| 171.2(d) |
Accepting HM without registering with PHMSA |
Documentation - HM |
3 |
Y |
| 171.2(f) |
Transporting HM not in accordance with this part |
Fraudulent Behavior |
5 |
Y |
| 171.2(g) |
Cargo tank does not comply with HM Regulations |
Fraudulent Behavior |
5 |
N |
| 171.2(k) |
Representing vehicle with HM, none present |
Fraudulent Behavior |
5 |
Y |
| 172.301(a)(1) |
No proper shipping name and/or ID# marking on non-bulk |
Markings - HM |
5 |
N |
| 172.301(a)(3) |
No ID number on side/ends of non-bulk package — large quantity of single HM |
Markings - HM |
5 |
N |
| 172.301(b) |
No technical name on non-bulk |
Documentation - HM |
3 |
N |
| 172.301(c) |
No special permit number on non-bulk package |
Documentation - HM |
3 |
N |
| 172.301(d) |
No consignee/consignor on non-bulk |
Documentation - HM |
3 |
N |
| 172.302(a) |
No ID number (portable and cargo tank) |
Markings - HM |
5 |
Y |
| 172.302(b) |
Bulk package marking incorrect size |
Markings - HM |
5 |
N |
| 172.302(c) |
No special permit number on bulk package |
Documentation - HM |
3 |
N |
| 172.303(a) |
Prohibited HM marking on package |
Markings - HM |
5 |
N |
| 172.304(a)(1) |
Package marking not durable, English, or print |
Markings - HM |
5 |
N |
| 172.304(a)(2) |
Marking not on sharply contrasting color |
Markings - HM |
5 |
N |
| 172.304(a)(3) |
Marking obscured by label or attachments |
Markings - HM |
5 |
N |
| 172.304(a)(4) |
Marking not away from other marking |
Markings - HM |
5 |
N |
| 172.310(a) |
No gross weight on radioactive materials package greater than 50 KG |
Markings - HM |
5 |
N |
| 172.310(b) |
Radioactive materials package not marked "Type A or B" |
Markings - HM |
5 |
N |
| 172.312(a) |
No package orientation arrows |
Cargo Protection - HM |
4 |
N |
| 172.312(a)(2) |
No package orientation arrows |
Cargo Protection - HM |
4 |
N |
| 172.312(b) |
Prohibited use of orientation arrows |
Cargo Protection - HM |
4 |
N |
| 172.313(a) |
No "inhalation hazard" on package |
Markings - HM |
5 |
N |
| 172.313(b) |
No "poison" on non-bulk plastic package |
Markings - HM |
5 |
N |
| 172.316(a) |
?Other regulated material? non-bulk package not marked |
Markings - HM |
5 |
N |
| 172.320(a) |
Class 1 package not marked with ex-number |
Markings - HM |
5 |
N |
| 172.322(b) |
No marine pollutant marking on bulk packaging |
Markings - HM |
5 |
N |
| 172.324 |
Non-bulk hazardous substance not marked |
Markings - HM |
5 |
N |
| 172.325(a) |
Elevated temperature not marked "Hot" |
Markings - HM |
5 |
N |
| 172.325(b) |
Improperly marked molten aluminum/sulphur |
Markings - HM |
5 |
N |
| 172.326(b) |
No portable tank owner or lessee marking |
Markings - HM |
5 |
N |
| 172.326(c)(1) |
No ID number marking on vehicle carrying portable tank |
Markings - HM |
5 |
N |
| 172.326(c)(2) |
Shipper failed to provide ID number to carrier |
Markings - HM |
5 |
N |
| 172.328(a) |
Shipper failed to provide or affix ID number for cargo tank |
Markings - HM |
5 |
N |
| 172.328(b) |
Cargo tank not marked for class 2 |
Markings - HM |
5 |
N |
| 172.328(c) |
No quenched and tempered steel (QT)/other than quenched and tempered steel (NQT) marked on cargo tank (MC 330/331) |
Markings - HM |
5 |
N |
| 172.328(d) |
Fail to mark manual remote shutoff device |
Markings - HM |
5 |
N |
| 172.330(a)(2) |
Tank car tank (non cylinder) not marked as required |
Markings - HM |
5 |
N |
| 172.330(b) |
Motor vehicle with tank not marked |
Markings - HM |
5 |
N |
| 172.332 |
Required ID markings displayed |
Markings - HM |
5 |
N |
| 172.334 |
Prohibited ID number marking |
Markings - HM |
5 |
N |
| 172.334(a) |
ID # displayed on Class 7/Class 1/Dangerous or Subsidiary placard |
Markings - HM |
5 |
N |
| 172.336(b) |
ID numbers not properly displayed |
Markings - HM |
5 |
N |
| 172.336(c)(1) |
Failing to display ID numbers on compartment cargo tank in sequence |
Markings - HM |
5 |
N |
| 172.338 |
Carrier failed to replace missing ID number |
Markings - HM |
5 |
N |
| 172.400(a) |
Package/containment not labeled as required |
Markings - HM |
5 |
Y |
| 172.401 |
Prohibited labeling |
Markings - HM |
5 |
N |
| 172.402(a) |
No label for subsidiary hazard |
Markings - HM |
5 |
N |
| 172.402(b) |
Display of class number on label |
Markings - HM |
5 |
N |
| 172.402(d) |
Subsidiary labeling for radioactive materials |
Markings - HM |
5 |
N |
| 172.402(e) |
Subsidiary labeling for class 1(explosive) materials |
Markings - HM |
5 |
N |
| 172.403(a) |
Radioactive material label requirement |
Markings - HM |
5 |
N |
| 172.403(f) |
Radioactive material package—2 labels on opposite sides |
Markings - HM |
5 |
N |
| 172.403(g) |
Failed to label radioactive material properly |
Markings - HM |
5 |
N |
| 172.403(g)(2) |
Class 7 label – no activity/activity not in SI units |
Markings - HM |
5 |
N |
| 172.404(a) |
Mixed package not properly labeled |
Markings - HM |
5 |
N |
| 172.404(b) |
Failed to properly label consolidated package |
Markings - HM |
5 |
N |
| 172.406(a)(1) |
Label placement not as required |
Markings - HM |
5 |
N |
| 172.406(c) |
Multiple label placement not as required |
Markings - HM |
5 |
N |
| 172.406(d) |
Label not on contrasting background or no border |
Markings - HM |
5 |
N |
| 172.406(e) |
Failed to display duplicate label as required |
Markings - HM |
5 |
N |
| 172.406(f) |
Label obscured by marking or attachment |
Markings - HM |
5 |
N |
| 172.504(a) |
Vehicle not placarded as required |
Markings - HM |
5 |
Y |
| 172.506(a)(1) |
Placards not affixed to vehicle |
Markings - HM |
5 |
Y |
| 172.516(a) |
Placard not visible from direction it faces |
Markings - HM |
5 |
Y |
| 172.516(c)(1) |
Placard not securely affixed or attached |
Markings - HM |
5 |
Y |
| 172.516(c)(2) |
Placard not clear of appurtenance |
Markings - HM |
5 |
Y |
| 172.516(c)(4) |
Placard improper location |
Markings - HM |
5 |
Y |
| 172.516(c)(5) |
Placard not reading horizontally |
Markings - HM |
5 |
Y |
| 172.516(c)(6) |
Placard damaged, deteriorated, or obscured |
Markings - HM |
5 |
Y |
| 172.516(c)(7) |
Placard not on contrasting background or border |
Markings - HM |
5 |
Y |
| 172.600(c) |
Emergency Response (ER) information not available |
Documentation - HM |
3 |
Y |
| 172.602(a) |
Emergency response information missing |
Documentation - HM |
3 |
Y |
| 172.602(b) |
Form and manner of emergency response information |
Documentation - HM |
3 |
Y |
| 172.602(c)(1) |
Maintenance/accessibility of emergency response information |
Documentation - HM |
3 |
Y |
| 173.24(b)(1) |
Release of HM from package |
Load Securement |
10 |
Y |
| 173.25(c) |
Failure to label and package poison properly, when transported with edible material |
Markings - HM |
5 |
Y |
| 173.29(a) |
Empty package improper transportation |
Cargo Protection - HM |
4 |
N |
| 173.30 |
Loading/ unloading transport vehicles |
Cargo Protection - HM |
4 |
Y |
| 173.33(a) |
Cargo tank general requirements |
Cargo Protection - HM |
4 |
Y |
| 173.33(b) |
HM in cargo tank which had dangerous reaction with cargo tank |
Cargo Protection - HM |
4 |
Y |
| 173.33(c)(2) |
Cargo tank not marked with design or maximum allowable working pressure (MAWP) |
Cargo Protection - HM |
1 |
N |
| 173.35(a) |
Intermediate bulk container requirements |
Package Integrity - HM |
8 |
Y |
| 173.35(f)(2) |
Intermediate bulk container (IBC) not secured to or within vehicle |
Load Securement |
10 |
Y |
| 173.54 |
Forbidden explosives, offering or transporting |
Fire Hazard - HM |
6 |
N |
| 173.315(j)(3) |
Residential gas tank not secure in transport |
Fire Hazard - HM |
6 |
Y |
| 173.315(j)(4) |
Liquefied Petroleum Gas (LPG) storage tank overfilled for transport |
Fire Hazard - HM |
6 |
N |
| 173.421(a) |
Transporting limited quantity—radioactive material exceeds 0.5 millirem/hour |
Cargo Protection - HM |
4 |
N |
| 173.427(a)(iv) |
No instructions for exclusive use packaging—low specific activity |
Cargo Protection - HM |
4 |
Y |
| 173.427(a)(vi) |
Exclusive use low specific activity (LSA) radioactive material not marked "Radioactive-LSA" |
Markings - HM |
5 |
Y |
| 173.427(a)(6)(iv) |
No instructions for exclusive use packaging—low specific activity |
Cargo Protection - HM |
4 |
Y |
| 173.427(a)(6)(vi) |
Exclusive use low specific activity (LSA) radioactive material not marked "Radioactive-LSA" |
Markings - HM |
5 |
Y |
| 173.427(d) |
Not packaged in accordance with 10 CFR, part 71 |
Cargo Protection - HM |
4 |
Y |
| 173.441(a) |
Exceeding radiation level limitations allowed for transport |
Cargo Protection - HM |
4 |
N |
| 177.801 |
Accepting/transporting HM not prepared properly |
HM Other |
2 |
Y |
| 177.817(a) |
No shipping papers (carrier) |
Documentation - HM |
3 |
Y |
| 177.817(b) |
Shipper certification missing (when required) |
Documentation - HM |
3 |
N |
| 177.817(e) |
Shipping paper accessibility |
Documentation - HM |
3 |
Y |
| 177.823(a) |
No placards/markings when required |
Markings - HM |
5 |
N |
| 177.834(a) |
Package not secure in vehicle |
Load Securement |
10 |
Y |
| 177.834(c) |
Smoking while loading or unloading |
Fire Hazard - HM |
6 |
Y |
| 177.834(f) |
Using a tool likely to cause damage to the closure of any package or container |
Load Securement |
10 |
Y |
| 177.834(i) |
Attendance of cargo tank— (load or unload) |
Cargo Protection - HM |
4 |
Y |
| 177.834(j) |
Manholes and valves not closed or leak free |
Cargo Protection - HM |
4 |
Y |
| 177.834(m)(1) |
Securing specification 106a or 110a tanks |
Cargo Protection - HM |
4 |
N |
| 177.834(n) |
Improper loading—specification 56, 57, IM101 and IM102 |
Fire Hazard - HM |
6 |
N |
| 177.835(a) |
Loading/Unloading Class 1 with engine running |
Fire Hazard - HM |
6 |
Y |
| 177.835(c) |
Transporting Class 1 in combination vehicles |
Fire Hazard - HM |
6 |
N |
| 177.835(j) |
Transfer of Class 1 materials en route |
Fire Hazard - HM |
6 |
Y |
| 177.837(c) |
Cargo tanks not properly bonded/grounded |
Cargo Protection - HM |
4 |
N |
| 177.837(d) |
Improper unloading of combustible liquids |
Cargo Protection - HM |
4 |
N |
| 177.838 |
Improper transport of class 4, 5 or division 4.2 |
Fire Hazard - HM |
6 |
Y |
| 177.840 |
Improper transport of class 2 |
Fire Hazard - HM |
6 |
Y |
| 177.840(g) |
Discharge valve not closed in transit class 2 |
Cargo Protection - HM |
4 |
Y |
| 177.840(o) |
Fail to test off-truck remote shutoff device |
Cargo Protection - HM |
4 |
Y |
| 177.840(s) |
Fail to possess remote shutoff when unloading |
Cargo Protection - HM |
4 |
Y |
| 177.841(e) |
Poison label loaded with foodstuffs |
HM Other |
2 |
Y |
| 177.842(a) |
Total transport index exceeds 50— non-exclusive use |
HM Other |
2 |
N |
| 177.842(b) |
Distance from package to person—radioactive material |
HM Other |
2 |
N |
| 177.842(d) |
Blocking and bracing of radioactive material packages |
HM Other |
2 |
Y |
| 177.848(d) |
Prohibited load/transport/storage combination |
Fire Hazard - HM |
6 |
N |
| 177.848(f) |
Class 1 load separation or segregation |
HM Other |
2 |
N |
| 178.245-4 |
DOT51 integrity and securement |
Package Integrity - HM |
8 |
N |
| 178.245-5 |
DOT51 valve protection |
Package Integrity - HM |
8 |
N |
| 178.245-6(a) |
DOT51 name plate Markings - HM |
Package Integrity - HM |
8 |
N |
| 178.245-6(b) |
Tank outlets not marked |
Package Integrity - HM |
8 |
N |
| 178.251-4 |
DOT 56/57 integrity and securement |
Package Integrity - HM |
8 |
N |
| 178.251-7(b) |
DOT 56/57 spec Markings - HM |
Package Integrity - HM |
8 |
N |
| 178.255-4 |
DOT 60 manhole |
Package Integrity - HM |
8 |
N |
| 178.255-7 |
DOT 60 valve protection |
Package Integrity - HM |
8 |
N |
| 178.255-14 |
DOT 60 ID plate |
Package Integrity - HM |
8 |
N |
| 178.270-1 |
IM101/102 general design |
Package Integrity - HM |
8 |
N |
| 178.270-11(d)(1) |
IM101/102 pressure relief |
Package Integrity - HM |
8 |
N |
| 178.270-4 |
Structural integrity |
Package Integrity - HM |
8 |
N |
| 178.270-6 |
IM 101/102 frames |
Package Integrity - HM |
8 |
N |
| 178.270-8 |
IM101/102 valve protection |
Package Integrity - HM |
8 |
N |
| 178.270-9 |
IM101/102 manholes |
Package Integrity - HM |
8 |
N |
| 178.270-14 |
IM101/102 spec plate |
Package Integrity - HM |
8 |
N |
| 178.336-9(a) |
Safety relief devices MC330 |
Package Integrity - HM |
8 |
N |
| 178.336-9(c) |
Marking of inlets/outlets MC330 |
Package Integrity - HM |
8 |
N |
| 178.336-10 |
Protecting of fittings MC330 |
Package Integrity - HM |
8 |
N |
| 178.336-13 |
Anchoring of tank MC330 |
Package Integrity - HM |
8 |
N |
| 178.336-17 |
Metal ID plate marking MC330 |
Package Integrity - HM |
8 |
N |
| 178.336-17(a) |
Certification plate MC330 |
Package Integrity - HM |
8 |
N |
| 178.337-8(a) |
Outlets general requirements MC331 |
Package Integrity - HM |
8 |
N |
| 178.337-8(a)(2) |
Outlets MC331 |
Package Integrity - HM |
8 |
N |
| 178.337-8(a)(3) |
Internal or back flow valve MC331 |
Package Integrity - HM |
8 |
N |
| 178.337-8(a)(4)(i) |
Remote closure device greater than 3500 gallons MC331 |
Package Integrity - HM |
8 |
Y |
| 178.337-8(a)(4)(ii) |
Remote closure device less than 3500 gallons MC331 |
Package Integrity - HM |
8 |
Y |
| 178.337-9(c) |
Marking inlets/outlets MC331 |
Package Integrity - HM |
8 |
N |
| 178.337-10(a) |
Protection of fittings MC331 |
Package Integrity - HM |
8 |
N |
| 178.337-10(d) |
Rear end protection MC331 |
Package Integrity - HM |
8 |
N |
| 178.337-11(b) |
Shut off valves MC331 |
Package Integrity - HM |
8 |
Y |
| 178.337-13 |
MC331 supports and anchoring |
Package Integrity - HM |
8 |
N |
| 178.337-17(a) |
Metal ID plate missing MC331 |
Package Integrity - HM |
8 |
N |
| 178.338-6 |
Manhole MC338 |
Package Integrity - HM |
8 |
N |
| 178.338-8 |
Pressure relief devices MC338 |
Package Integrity - HM |
8 |
N |
| 178.338-10(a) |
Protection of fittings MC338 |
Package Integrity - HM |
8 |
N |
| 178.338-10(c) |
Rear end protection MC338 |
Package Integrity - HM |
8 |
N |
| 178.338-11(b) |
Manual shutoff valve MC338 |
Package Integrity - HM |
8 |
Y |
| 178.338-12 |
Shear section MC338 |
Package Integrity - HM |
8 |
N |
| 178.338-13 |
Supports and anchoring MC338 |
Package Integrity - HM |
8 |
N |
| 178.338-18(a) |
Name plate/Specification plate missing MC338 |
Package Integrity - HM |
8 |
N |
| 178.338-18(b) |
Specification plate missing MC338 |
Package Integrity - HM |
8 |
N |
| 178.340-6 |
MC306/307/312 supports and anchoring |
Package Integrity - HM |
8 |
N |
| 178.340-7(a) |
MC306/307/312 ring stiffeners |
Package Integrity - HM |
8 |
N |
| 178.340-7(c) |
MC306/307/312 double bulkhead drain |
Package Integrity - HM |
8 |
N |
| 178.340-7(d)(2) |
MC306/307/312 ring stiffener drain hole |
Package Integrity - HM |
8 |
N |
| 178.340-8(a) |
MC306/307/312 appurtenances attachment |
Package Integrity - HM |
8 |
N |
| 178.340-8(b) |
MC306/307/312 rearend protection |
Package Integrity - HM |
8 |
N |
| 178.340-8(c) |
MC306/307/312 overturn protection |
Package Integrity - HM |
8 |
N |
| 178.340-8(d) |
MC306/307/312 piping protection |
Package Integrity - HM |
8 |
N |
| 178.340-8(d)(1) |
MC306/307/312 piping protection |
Package Integrity - HM |
8 |
N |
| 178.340-8(d)(2) |
MC306/307/312 minimum road clearance |
Package Integrity - HM |
8 |
N |
| 178.340-10(b) |
MC306/307/312 metal certification plate missing |
Package Integrity - HM |
8 |
N |
| 178.341-3(a) |
MC306 no manhole closure |
Package Integrity - HM |
8 |
N |
| 178.341-4 |
MC306 venting |
Package Integrity - HM |
8 |
N |
| 178.341-4(d)(1) |
MC306 inadequate emergency venting |
Package Integrity - HM |
8 |
N |
| 178.341-4(d)(2) |
MC306 pressure activated vents |
Package Integrity - HM |
8 |
N |
| 178.341-4(d)(3) |
MC306 no fusible venting |
Package Integrity - HM |
8 |
N |
| 178.341-5(a) |
MC306 internal valves |
Package Integrity - HM |
8 |
N |
| 178.341-5(a)(1) |
MC306 heat actuated safety |
Package Integrity - HM |
8 |
N |
| 178.341-5(a)(2) |
MC306 remote control shutoff |
Package Integrity - HM |
8 |
Y |
| 178.342-3 |
MC307 manhole closure |
Package Integrity - HM |
8 |
Y |
| 178.342-4 |
MC307 venting |
Package Integrity - HM |
8 |
N |
| 178.342-4(b) |
Inadequate venting capacity |
Package Integrity - HM |
8 |
N |
| 178.342-5(a) |
MC307 internal valve |
Package Integrity - HM |
8 |
N |
| 178.342-5(a)(1) |
MC307 heat actuated safety |
Package Integrity - HM |
8 |
N |
| 178.342-5(a)(2) |
MC307 remote control shutoff |
Package Integrity - HM |
8 |
Y |
| 178.343-3 |
Manhole closure MC312 |
Package Integrity - HM |
8 |
N |
| 178.343-4 |
Venting MC312 (show calculations) |
Package Integrity - HM |
8 |
N |
| 178.343-5(a) |
MC312 top outlet and valve |
Package Integrity - HM |
8 |
N |
| 178.343-5(b)(1) |
MC312 bottom valve/piping protection |
Package Integrity - HM |
8 |
N |
| 178.345-1(i)(2) |
DOT 406, 407, 412 Obstructed double bulkhead drain/vent |
Package Integrity - HM |
8 |
N |
| 178.345-5(d) |
DOT406/407/412 manhole securement |
Package Integrity - HM |
8 |
N |
| 178.345-6 |
DOT406/407/412 supports and anchoring |
Package Integrity - HM |
8 |
N |
| 178.345-7(d)(4) |
DOT406/407/412 ring stiffener drain |
Package Integrity - HM |
8 |
N |
| 178.345-8(a) |
DOT406/407/412 accident protection |
Package Integrity - HM |
8 |
N |
| 178.345-8(a)(5) |
DOT406/407/412 minimum road clearance |
Package Integrity - HM |
8 |
N |
| 178.345-8(b) |
DOT406/407/412 bottom damage protection |
Package Integrity - HM |
8 |
N |
| 178.345-8(c) |
DOT406/407/412 rollover damage protection |
Package Integrity - HM |
8 |
N |
| 178.345-8(d) |
DOT406/407/412 rear end protection |
Package Integrity - HM |
8 |
N |
| 178.345-10 |
DOT406/407/412 pressure relief |
Package Integrity - HM |
8 |
N |
| 178.345-11(b) |
DOT406/407/412 tank valves |
Package Integrity - HM |
8 |
N |
| 178.345-11(b)(1) |
DOT406/407/412 remote control |
Package Integrity - HM |
8 |
Y |
| 178.345-11(b)(1)(i) |
DOT406/407/412 remote control |
Package Integrity - HM |
8 |
Y |
| 178.345-14(b) |
DOT406/407/412 name plate |
Package Integrity - HM |
8 |
N |
| 178.345-14(c) |
DOT406/407/412 specification plate |
Package Integrity - HM |
8 |
N |
| 178.703(a) |
Intermediate bulk container (IBC) manufacturer Markings - HM |
Package Integrity - HM |
8 |
N |
| 178.703(b) |
Intermediate bulk container additional Markings - HM |
Package Integrity - HM |
8 |
N |
| 178.704(e) |
Intermediate bulk container bottom discharge valve protection |
Package Integrity - HM |
8 |
N |
| 180.205(c) |
Periodic re-qualification of cylinders |
Package Testing - HM |
7 |
N |
| 180.213(d) |
Re-qualification Markings - HM |
Package Testing - HM |
7 |
N |
| 180.352(b) |
Intermediate bulk container retest or inspection |
Package Testing - HM |
7 |
N |
| 180.405(b) |
Cargo tank specifications |
Package Testing - HM |
7 |
N |
| 180.405(j) |
Certification withdrawal (failed to remove/cover/obliterate spec plate) |
Package Testing - HM |
7 |
N |
| 180.407(a)(1) |
Cargo tank periodic test and inspection |
Package Testing - HM |
7 |
N |
| 180.407(c) |
Failing to periodically test and inspect cargo tank |
Package Testing - HM |
7 |
N |
| 180.415(b) |
Cargo tank test or inspection Markings - HM |
Package Testing - HM |
7 |
N |
| 180.605(k) |
Test date marking |
Package Testing - HM |
7 |
N |
| 385.403 |
No HM Safety Permit |
Documentation - HM |
3 |
Y |
| 392.9 |
Failing to secure load |
Load Securement |
10 |
Y |
| 392.9(a) |
Failing to secure load |
Load Securement |
10 |
Y |
| 392.9(a)(1) |
Failing to secure cargo/§§ 393.100-393.136 |
Load Securement |
10 |
Y |
| 392.9(a)(2) |
Failing to secure vehicle equipment |
Load Securement |
10 |
Y |
| 392.9(a)(3) |
Driver's view/movement is obstructed |
Load Securement |
10 |
Y |
| 392.62(c)(1) |
Bus — baggage/freight restricts driver operation |
Load Securement |
10 |
Y |
| 392.62(c)(2) |
Bus — Exit(s) obstructed by baggage/freight |
Load Securement |
10 |
Y |
| 392.62(c)(3) |
Passengers not protected from falling baggage |
Load Securement |
10 |
Y |
| 392.63 |
Pushing/towing a loaded bus |
Load Securement |
10 |
Y |
| 393.87 |
Warning flag required on projecting load |
Warning Flags |
4 |
Y |
| 393.87(a) |
Warning flag required on projecting load |
Warning Flags |
4 |
Y |
| 393.87(b) |
Improper warning flag placement |
Warning Flags |
4 |
Y |
| 393.100 |
Failure to prevent cargo shifting |
Load Securement |
10 |
Y |
| 393.100(a) |
Failure to prevent cargo shifting |
Load Securement |
10 |
Y |
| 393.100(b) |
Leaking/spilling/blowing/falling cargo |
Load Securement |
10 |
Y |
| 393.100(c) |
Failure to prevent cargo shifting |
Load Securement |
10 |
Y |
| 393.102(a) |
Improper securement system (tiedown assemblies) |
Load Securement |
10 |
Y |
| 393.102(a)(1) |
Insufficient means to prevent forward movement |
Load Securement |
10 |
Y |
| 393.102(a)(3) |
Insufficient means to prevent lateral movement |
Load Securement |
10 |
Y |
| 393.102(a)(2) |
Tiedown assembly with inadequate working load limit |
Load Securement |
10 |
Y |
| 393.102(b) |
Insufficient means to prevent vertical movement |
Load Securement |
10 |
Y |
| 393.102(c) |
No equivalent means of securement |
Load Securement |
10 |
Y |
| 393.104(a) |
Inadequate/damaged securement device/system |
Load Securement |
10 |
Y |
| 393.104(b) |
Damaged securement system/tiedowns |
Load Securement |
10 |
Y |
| 393.104(c) |
Damaged vehicle structures/anchor points |
Load Securement |
10 |
Y |
| 393.104(d) |
Damaged Dunnage/bars/blocking-bracing |
Load Securement |
10 |
Y |
| 393.104(f)(1) |
Knotted tiedown |
Load Securement |
10 |
Y |
| 393.104(f)(2) |
Use of tiedown with improper repair. |
Load Securement |
10 |
Y |
| 393.104(f)(3) |
Loose/unfastened tiedown. |
Load Securement |
10 |
Y |
| 393.104(f)(4) |
No edge protection for tiedowns |
Load Securement |
10 |
Y |
| 393.104F4R |
No edge protection for tiedowns |
Load Securement |
10 |
Y |
| 393.105(f)(5) |
No edge protection for tiedowns |
Load Securement |
10 |
Y |
| 393.106(a) |
No/improper front end structure/headerboard |
Load Securement |
10 |
Y |
| 393.106(b) |
Cargo not immobilized or secured |
Load Securement |
10 |
Y |
| 393.106(c)(1) |
No means to prevent cargo from rolling |
Load Securement |
10 |
Y |
| 393.106(c)(2) |
Cargo without direct contact/prevention from shifting |
Load Securement |
10 |
Y |
| 393.106(d) |
Insufficient aggregate working load limit |
Load Securement |
10 |
Y |
| 393.110 |
Failing to meet minimum tiedown requirements ( |
Load Securement |
10 |
Y |
| 393.110(b) |
Insufficient tiedowns; without headerboard/blocking |
Load Securement |
10 |
Y |
| 393.110(c) |
Insufficient tiedowns; with headerboard/blocking |
Load Securement |
10 |
Y |
| 393.110(d) |
Large/odd-shaped cargo not adequately secured |
Load Securement |
10 |
Y |
| 393.112 |
Tiedown not adjustable by driver |
Load Securement |
10 |
Y |
| 393.114 |
No/improper front end structure |
Load Securement |
10 |
Y |
| 393.114(b)(1) |
Insufficient height for front-end structure |
Load Securement |
10 |
Y |
| 393.114(b)(2) |
Insufficient width for front-end structure |
Load Securement |
10 |
Y |
| 393.114(d) |
Front-end structure with large opening(s) |
Load Securement |
10 |
Y |
| 393.116 |
No/improper securement of logs |
Load Securement |
10 |
Y |
| 393.116(d)(1) |
Short; over 1/3 length past structure |
Load Securement |
10 |
Y |
| 393.116(d)(2) |
Short, insufficient/no tiedowns |
Load Securement |
10 |
Y |
| 393.116(d)(3) |
Short, tiedowns improperly positioned |
Load Securement |
10 |
Y |
| 393.116(d)(4) |
Short, no center stakes/high log not secured |
Load Securement |
10 |
Y |
| 393.116(e) |
Short, length; improper securement |
Load Securement |
10 |
Y |
| 393.118 |
No/improper lumber/building materials. securement |
Load Securement |
10 |
Y |
| 393.118(b) |
Improper placement of bundles |
Load Securement |
10 |
Y |
| 393.118(d) |
Insufficient protection against lateral movement |
Load Securement |
10 |
Y |
| 393.118(d)(3) |
Insufficient/improper arrangement of tiedowns |
Load Securement |
10 |
Y |
| 393.120 |
No/improper securement of metal coils |
Load Securement |
10 |
Y |
| 393.120(b)(1) |
Coil/vertical improper securement |
Load Securement |
10 |
Y |
| 393.120(b)(2) |
Coils, rows, eyes vertical; improper secure. |
Load Securement |
10 |
Y |
| 393.120(c)(1) |
Coil/eye crosswise improper securement |
Load Securement |
10 |
Y |
| 393.120(c)(2) |
X-pattern on coil(s) with eyes crosswise |
Load Securement |
10 |
Y |
| 393.120(d)(1) |
Coil with eye lengthwise—improper securement |
Load Securement |
10 |
Y |
| 393.120(d)(4) |
Coils, rows, eyes length—improper securement. |
Load Securement |
10 |
Y |
| 393.120(e) |
No protection against shifting/tipping |
Load Securement |
10 |
Y |
| 393.122 |
No/improper securement of paper rolls |
Load Securement |
10 |
Y |
| 393.122(b) |
Rolls vertical—improper securement |
Load Securement |
10 |
Y |
| 393.122(c) |
Rolls vertical /split—improper securement |
Load Securement |
10 |
Y |
| 393.122(d) |
Rolls vertical /stacked—improper securement |
Load Securement |
10 |
Y |
| 393.122(e) |
Rolls crosswise—improper securement |
Load Securement |
10 |
Y |
| 393.122(f) |
Rolls crosswise/stacked load—improperly secured |
Load Securement |
10 |
Y |
| 393.122(g) |
Rolls length—improper securement |
Load Securement |
10 |
Y |
| 393.122(h) |
Rolls lengthwise/stacked—improper securement |
Load Securement |
10 |
Y |
| 393.122(i) |
Improper securement—rolls on flatbed/curb-side |
Load Securement |
10 |
Y |
| 393.124 |
No/improper securement of concrete pipe |
Load Securement |
10 |
Y |
| 393.124(b) |
Insufficient working load limit—concrete pipes |
Load Securement |
10 |
Y |
| 393.124(c) |
Improper blocking of concrete pipe |
Load Securement |
10 |
Y |
| 393.124(d) |
Improper arrangement of concrete pipe |
Load Securement |
10 |
Y |
| 393.124(e) |
Improper securement, up to 45 in. diameter |
Load Securement |
10 |
Y |
| 393.124(f) |
Improper securement, greater than 45 inch diameter |
Load Securement |
10 |
Y |
| 393.126 |
Fail to ensure intermodal container secured |
Load Securement |
10 |
Y |
| 393.126(b) |
Damaged/missing tiedown/securement device |
Load Securement |
10 |
Y |
| 393.126(c)(1) |
Lower corners not on vehicle/structure |
Load Securement |
10 |
Y |
| 393.126(c)(2) |
All corners of chassis not secured |
Load Securement |
10 |
Y |
| 393.126(c)(3) |
Front and rear not secured independently |
Load Securement |
10 |
Y |
| 393.126(d)(1) |
Empty container not properly positioned |
Load Securement |
10 |
Y |
| 393.126(d)(2) |
Empty container, more than 5 foot overhang |
Load Securement |
10 |
Y |
| 393.126(d)(4) |
Empty container—not properly secured |
Load Securement |
10 |
Y |
| 393.128 |
No/improper securement of vehicles |
Load Securement |
10 |
Y |
| 393.128(b)(1) |
Vehicle not secured—front and rear |
Load Securement |
10 |
Y |
| 393.128(b)(2) |
Tiedown(s) not affixed to mounting points. |
Load Securement |
10 |
Y |
| 393.128(b)(3) |
Tiedown(s) not over/around wheels. |
Load Securement |
10 |
Y |
| 393.130 |
No/improper heavy vehicle/machine securement |
Load Securement |
10 |
Y |
| 393.130(b) |
Item not properly prepared for transport |
Load Securement |
10 |
Y |
| 393.130(c) |
Improper restraint/securement of item |
Load Securement |
10 |
Y |
| 393.132 |
No/improper securement of crushed vehicles |
Load Securement |
10 |
Y |
| 393.132(b) |
Prohibited use of synthetic webbing. |
Load Securement |
10 |
Y |
| 393.132(c) |
Insufficient tiedowns per stack cars |
Load Securement |
10 |
Y |
| 393.132(c)(5) |
Insufficient means to retain loose parts |
Load Securement |
10 |
Y |
| 393.134 |
No/improper securement of roll/hook container |
Load Securement |
10 |
Y |
| 393.134(b)(1) |
No blocking against forward movement |
Load Securement |
10 |
Y |
| 393.134(b)(2) |
Container not secured to front of vehicle |
Load Securement |
10 |
Y |
| 393.134(b)(3) |
Rear of container not properly secured |
Load Securement |
10 |
Y |
| 393.136 |
No/improper securement of large boulders |
Load Securement |
10 |
Y |
| 393.136(b) |
Improper placement/positioning for boulder |
Load Securement |
10 |
Y |
| 393.136(c)(1) |
Boulder not secured with chain |
Load Securement |
10 |
Y |
| 393.136(d) |
Improper securement—cubic boulder |
Load Securement |
10 |
Y |
| 393.136(e) |
Improper securement—non-cubic boulder with base |
Load Securement |
10 |
Y |
| 393.136(f) |
Improper securement—non-cubic boulder without base |
Load Securement |
10 |
Y |
| 397.1(a) |
Driver/carrier must obey part 397 |
HM Other |
2 |
Y |
| 397.1(b) |
Failing to require employees to know/obey part 397 |
HM Other |
2 |
Y |
| 397.2 |
Must comply with rules in parts 390-397—transporting HM |
HM Other |
2 |
Y |
| 397.7(a) |
Improperly parked explosives vehicle |
Fire Hazard - HM |
6 |
Y |
| 397.7(b) |
Improperly parked HM vehicle |
Fire Hazard - HM |
6 |
Y |
| 397.11(a) |
HM vehicle operated near open fire |
Fire Hazard - HM |
6 |
Y |
| 397.11(b) |
HM vehicle parked within 300 feet of fire |
Fire Hazard - HM |
6 |
Y |
| 397.15 |
HM vehicle fueling violation |
Fire Hazard - HM |
6 |
Y |
| 397.17 |
No tire examination on HM vehicle |
HM Other |
2 |
Y |
| 397.19 |
No instructions/documents when transporting Division 1.1/1.2/1.3 (explosive) materials |
Documentation - HM |
3 |
Y |
| 397.19(c) |
Required documents not in possession—explosive materials |
Documentation - HM |
3 |
Y |
| 397.67 |
HM vehicle routing violation (non-radioactive materials) |
HM Route |
1 |
Y |
| 397.101(b) |
Radioactive materials vehicle not on preferred route |
HM Route |
1 |
Y |
| 397.101(d) |
No or incomplete route plan—radioactive materials |
HM Route |
1 |
Y |
| 397.101(e)(2) |
Driver not in possession of training certificate |
HM Route |
1 |
Y |
| 397.101(e)(3) |
Driver not in possession of written route plan |
HM Route |
1 |
Y |